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CB Banks Review of Wunderlich Securities / Tracy Wiswall
Wunderlich Securities / Tracy Wiswall

Wunderlich Securities / Tracy Wiswall review: Investment Securities 1

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Author of the review
7:58 am EDT
Resolved
The complaint has been investigated and resolved to the customer’s satisfaction.

Wunderlich Securities, Inc., Tracy Wiswall and Gary Wunderlich charged me, and thousands of other investors, excessive fees for managed accounts. The SEC investigated and agreed, and Wiswall and Wunderlich paid steep fines. The firm never reimbursed me for the excessive fees. For whatever it is worth, stay clear of this firm, and do not invest your money with WSI, Wiswall and Wunderlich.

Resolved

The complaint has been investigated and resolved to the customer’s satisfaction.

1 comments
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yada9876
, US
Aug 05, 2015 6:44 pm EDT

Your comment is dumb.