Excel Capital Management review: Their ad was fake and they didn't pay such sum per year 1

This response is to the negative review left by Matthew Tirado (real name Adam Tirado) about our Hiring opportunity. Excel Capital is/was looking for entry level sales representatives to work for our growing firm which would require training under one of our sales managers. This was clearly stated in the posting we have on Indeed as posted by Matthew. - see opening paragraph below. We do offer a base salary Plus commission plus bonus. This is from a mad candidate that did not get the job. Anyone with internet access can write a bad review and some people get upset when they are not cut for the job!

Entry Level Sales
Excel Capital Management - New York, NY

Excel Capital Management is looking for Entry Level Financial sales reps to join its growing sales force. We are looking for self-driven individuals who are looking to kick-start their career with one of the top business funding companies in NY. The position will provide hands on training working one on one with our top producing senior sales manager

This posting is a paid position that offers A base salary commission and bonuses. When I discussed this potential position with Matthew he advised me that he has many years of experience and wanted to, and I quote "steal" a compeitotrs book of business and bring it over to our firm. This competitor being Yellowstone Capital. At Excel we do not entertain this type of character for any of our positions. This being said I conitinued being polite and courteous towards Mr. Tirado and finished our interview process. When Mr. Tirado noticed I would not be entertaining him for a position with our company he seemed to become very frustrated walked out the door and started screaming. He took the liberty to also push the fire escape on our floor and cause our buildings alarm system to go off which resulted in a fire truck being sent to our building. This alone is an actionable offense.

Not to mention when he first came for the interview he caused a scene looking for our office and was kicking the glass doors to our floor which require an enterance code. Clearly this person is mentally ill but I was professional enough to conduct the entire interview with out hesitation.

Regarding the $50, 000.00 offering. It is available for a qualified candidate which sums up the income that this opportunity will provide (including comission and bonuses).

Also, Please take the time to check his public record online from previous employers when he was a licensed stock broker (CRD# 4270409)

05/18/2011
Customer Dispute - Closed-No Action

Allegations
CLIENT ALLEGES LOSS IN PORTFOLIO IN EXCESS OF 40, 000 BRITISH POUNDS DUE TO UNSUITABLE INVESTMENT RECOMMENDATIONS, PARTICULARLY WITH RESPECT TO TRANSACTIONS IN LORD.
Damage Amount Requested
$6, 000.00
Broker Comment
E1 ASSET MANAGEMENT IS MARKING MY PUBLIC DISCLOSURE MORE THAN 2 YEARS AFTER I LEFT THEIR EMPLOY. TO DATE, I HAVE NEVER HAD A REGULATORY COMPLAINT. I BELIEVE THAT E1 ASSET MANAGEMENT HAS ATTRIBUTED A COMPLAINT MADE BY [CUSTOMER] TO ME WHEN IN FACT, [THIRD PARTY], WAS THE BROKER THAT [CUSTOMER] IS COMPLAINING ABOUT. THE [CUSTOMER] ACCOUNT WAS GIVEN TO [THIRD PARTY], ANOTHER BROKER AT THE FIRM. HIS ACCOUNT WAS GIVEN TO [THIRD PARTY] WHILE IT WAS STILL AT PROFIT. E1 ASSET MANAGEMENT IS KNOWN AS A BOILER ROOM AND PART OF THE REASON THAT I LEFT THE COMPANY IS BECAUSE I BECAME AWARE OF THIS. AS YOU CAN SEE FROM THE DOCKET NUMBER 07-02044, HTTP://FINRAAWARDSONLINE.FINRA.ORG/VIEWDOCUMENT.ASPX?DOCNB=42140, E1 ASSET MANAGEMENT AND [THIRD PARTY] HAVE ALREADY BEEN FINED FOR COMPLAINTS THAT RELATE TO [CUSTOMER'S] COMPLAINTS.
03/12/2010
Judgment/Lien

Judgment/Lien Amount
$9, 798.12
Judgment/Lien Type
Civil
08/29/2002
Employment Separation After Allegations

Firm Name
PARK SOUTH SECURITIES, LLC
Termination Type
Voluntary Resignation
Allegations
PARK SOUTH CLAIMS THAT REP WAS TERMINATED WITH CAUSE FOR ADVISING CLIENT THAT HE WAS CONSIDERING LEAVING FIRM AND THAT THEY SHOULD CONSIDER THAT WHEN DETERMINING WHETHER TO PAY FOR A PROPERLY EXECUTED TRADE. CLIENT PRESENTED CHECK AS PAYMENT FOR TRADE, CHECK WAS REJECTED FOR INSUFFICIENT FUNDS; NOTIFIED BY REP TO REDEPOSIT CHECK; REDEPOSIT RETURNED FOR INSUFFICIENT FUNDS. RR'S ACTIONS CREATED DEFICIT IN CLIENT'S ACCOUNT OF APPROX. $2, 500; RR HAS DISAVOWED ANY RESPONSIBILITY. RR ALSO FAILED TO SUBMIT REQ'D PAPERS IN OTHER ACCT.
06/05/2002
Employment Separation After Allegations

Firm Name
EVEREST 1 INC.
Termination Type
Discharged
Allegations
SELLING WITH DIVIDENDS; PROFESSIONAL BEHAVIOR; VIOLATION OF INTERNAL BEHAVIOR
Broker Comment
FIRM ALLEGES VIOLATION OF INTERNAL PROCEDURES. HOWEVER IT IS MY POSITION THAT I WAS NOT TERMINATED BUT RATHER VOLUNTARILY RESIGNED AFTER A DISAGREEMENT WITH THE BRANCH MANAGER OVER MY REFUSAL TO SELL FIRM-SELECTED STOCKS. I DID NOT BELIEVE THAT THESE STOCKS BEING PUSHED BY EVEREST 1 MANAGEMENT WERE SUITABLE FOR MY CLIENTS AND ACCORDINGLY, REFUSED AND RESIGNED. IT IS MY INTENTION TO FILE AN ARBITRATION CLAIM AGAINST THIS FIRM IN ORDER TO HAVE THIS DEROGATORY INFORMATION REMOVED FROM FORM U-5
10/08/2001
Employment Separation After Allegations

Firm Name
PHD
Termination Type
Discharged
Allegations
CONTACTING CLIENTS WITHOUT SUPERVISORY PERMISSION, BEING THAT IT IS A VIOLATION OF FIRM POLICY. REMOVAL OF PROPRIETARY ACCOUNT DOCUMENTATIONS FROM FIRM.
Broker Comment
AS FOR CONTACTING CLIENTS UNSUPERVISED - ALLEGATION IS FALSE. AS FOR REMOVAL OF DOCUMENTS - ALLEGATION IS FALSE. PHD INFORMED ME THAT THEY REMOVED THAT ALLEGATION FROM MY U4. IN MY OPINION I WAS DISCHARGED FOR THE SIMPLE FACT THAT MR. GELB AND MR. JACOBSON SIMPLY WANTED TO TAKE MY CLIENTS AWAY FROM ME.

For any Employeers looking for sales Agents please use this a warning to stay away from Matt Tirado

For any inquiries please contact our HR Department via Email @ [email protected] //